Job description for Dealer/Dealing Assistant at UOB Kay Hian
Key Responsibilities:
Trade Support: Assist Dealers in the daily execution of trades across various asset classes (Equities, ETFs, etc.) on the SGX and foreign markets.
Client Management: Support team members in handling client enquiries regarding account status, trade confirmations, and market information, etc.
Operational Excellence: Perform administrative duties including account opening, trade reconciliation, and ensuring all activities comply with MAS and SGX regulations.
Market Monitoring: Keep abreast of market news, corporate actions, and financial trends to provide timely updates to the team and clients.
Team Collaboration: Provide general administrative and operational support to the dealing desk to ensure smooth daily operations.
Requirements:
Regulatory Qualifications: Preferably passed the CMFAS Examinations (M1a, M5, M6, and M6a). Candidates who have passed these modules will be prioritized for immediate licensing.
Educational Background: A Diploma or Degree in Finance, Business, Economics, or a related field.
Market Passion: A genuine passion for stocks, shares, and the financial markets. You should be someone who enjoys helping investors grow their wealth.
Communication Skills: Strong interpersonal skills with the ability to communicate clearly and professionally with clients and internal stakeholders.
Work Ethic: Able to work independently in a fast-paced environment, show initiative, and maintain high accuracy under pressure.
Technical Proficiency: Comfortable with trading platforms and Microsoft Office Suite (Excel, Word).
Proficiency in spoken and written Mandarin will be an advantage, as the role involves serving/ communicating with Mandarin-speaking clients.
