Job Requirements
1 - 3 years of experience
Skills
Job description for Senior Associate - Compliance at Kristal.AI
Designation
Senior Associate - Compliance
Location
Singapore
Education
Bachelor’s or Master’s degree in relevant disciplines
Experience
1 to 3 years’ experience in a similar role in the asset management industry would be an advantage.
About Us
Kristal.AI is a global, digital-first private wealth platform providing comprehensive and no-frills wealth management solutions for the entire spectrum ranging from sophisticated high net worth individuals to first-time investors.
Powered by an unparalleled combination of advanced algorithms and investment professionals, we focus on providing personalized products and unbiased advice. We have the finest minds of the fintech industry as part of our leadership team and have been recognized by several forums to be at the forefront of the fintech industry. We offer our team-members strong prospects for learning, growth and career development while offering a culture of camaraderie and ownership.
Key Responsibilities
- Ensure KYC due diligence is perform for onboarding of new clients.
- Reviewing materials to ensure compliance with various regulatory and legal requirements. Identifying and addressing potential risks.
- Create sound internal controls and monitor adherence to them
- Keep abreast of regulatory development, competitor’s compliance practices and best industry practices to provide support and guidance on regulatory compliance to line departments.
- Draft and revise company policies
- Provide compliance training and support through issuing of internal compliance updates and training modules
- Any other projects or tasks as assigned
Skills Required
- Microsoft excel expert
- Good writing and communication skills
- Strong attention to detail and deliver work that is of high standard
- Team player who can manage multiple stakeholders
- Self-driven, hands-on and motivated
- Regulatory compliance experience in the asset management industry would be highly desirable