Job description for Head of Legal, Compliance & AML at OCBC Sekuritas Indonesia
Requirements:
- Minimum Bachelor’s Degree in Law, preferably Master’s Degree in Law or related field.
- Minimum 10 years of relevant experience in Legal, Compliance, AML/CFT, or Regulatory functions.
- Minimum 5 years in a managerial head of function position.
- Experience in capital market industry, investment banking, banking or other financial institutions is highly preferred.
- Strong experience dealing with OJK, IDX, PPATK, and other relevant regulators.
Responsibility:
- Strong knowledge of Indonesian laws and regulations related to: capital market and securities business, OJK regulation, corporate and commercial legal matters, Good Corporate Governance, employment and contractual matters.
- Perform regulatory function (regulation gate keeper & regulatory relation)
- Conduct gap analysis on new/amended regulation.
- Perform review on SOP, procedure, and/or policy of other department.
- Strong knowledge and experience in Compliance, AML,CFT,KYC/CDD/EDD, transaction monitoring and sanctions screening.
- Review monthly AML/CFT and regulatory compliance report and updates.
- Supervise and ensure regular monitoring on customer profile and transaction activities.
- Liaise with relevant departments to ensure that where legal risks have been identified, appropriate courses of action have been taken.
- Provide legal protection and risk management advice to management especially on contract management.
